501(c)(3):
Section of the Internal Revenue Tax Code that defines
nonprofit, charitable (as broadly defined), tax-exempt
organizations. Contributions made to these organizations
are tax-exempt for the donors. To convey that status,
they often represent themselves as 501(c)(3) organizations,
rather than merely nonprofit organizations.
Abstract:
Summarizes the purpose, importance and scope of the proposed
project.
Accessibility:
The extent to which programs or services can be reached
or obtained by those who want or need them.
Administrative
Costs: All direct and indirect costs associated with
the management of grant programs. Often capped by the
grantor at a certain percentage of the grant.
Applicant:
Party requesting a grant.
Assurances:
Represent a listing of a variety of requirements, found
in different federal laws, regulations, and executive
orders that applicants agree to by signature in an application.
Audit:
An examination of grants records and financial accounts
for accuracy and legal compliance, which may lead to recommendations
for corrective action.
Bidder's
Conference: A meeting with potential bidders to discuss
the technical, operational and performance specifications,
and/or the full extent of financial security and contractual
obligations related to a grant solicitation.
Block
Grant: Lump sum of money given to a state or local
governing agency based on a formula to be spent in generally
eligible areas. Purposes are broadly defined and few restrictions
are mandated from the funding source. Restrictions can
be imposed by the re-granting agency.
Boilerplate:
A form or section of a document that is used so often
as to become standard and reused.
Budget
Period: An interval of time, which a project period
is divided for budgetary purposes, usually twelve months.
Capital
Support: Refers to funds provided for endowment purposes,
buildings, construction or equipment.
Catalog
of Federal Domestic Assistance (CFDA): A publication, and
database, that lists the grants and assistance programs
of all federal agencies and gives information about a
program's authorization, fiscal details, guidelines, eligibility
requirements, program contacts, applications and award
process. The program's CFDA number is required on federal
grant application forms.
Challenge
Grant: A grant that is offered with the stipulation
that the recipient will raise additional funds from another
source or sources. Also called a “matching grant.”
Charitable
Choice: A requirement that state governments contracting
with private sector organizations cannot discriminate
against a faith-based social services provider because
the provider is religious.
Code
of Federal Requirements (CFR): A compilation of
all final regulations issued by federal agencies, published
annually and divided by numbered “Titles.”
Community
Foundation: A 501(c)(3) organizations, usually considered
a public charity that makes grants for specific purposes
in a specific community or region. Funds are derived from
many donors and held in an endowment that is independently
administered.
Concept
Paper: Contains key elements of a project, including
information about the applicant, the target population,
the need, objectives, total budget, other contributors
and what makes it remarkable. Concept papers usually do
not exceed three pages, including the cover letter.
Consultant:
Someone brought in for a limited time to solve one or
more specific problems. This can be done under a contract
for a specific problem or on a longer-term contract for
ongoing needs related to a specific problem. The term
consultant is often used interchangeably with the terms
independent contractor, freelancer, and vendor.
Contact
Person: The representative of the funder for the grant
program, and may also serve as the program administrator
or grant officer.
Continuation
Grant: Provides additional funding for budget periods
subsequent to the initial budget period.
Contract:
A legal, written agreement between two or more parties
to perform certain services in exchange for money or other
remuneration; also used to describe a type of funding
in which specific services are performed for a set fee.
Contracts are often awarded on the basis of a Request
for Proposal, often referred to as an RFP.
Corporate
Foundation: A private foundation whose assets are derived
primarily from the contributions of a for-profit business.
While a company-sponsored foundation may maintain close
ties with the parent company, it is an independent foundation
with its own endowment and its own board of directors.
Corporate
Giving Program: A grant-making program established and administered
by a profit-making company. Corporate giving is planned
as part of the company's budgeting process and usually
is funded with pre-tax income.
Deadline:
The receipt date by the funder for an application to be
considered for funding. However, some deadline dates are
mailing dates and need to be confirmed by a postmark or
private shipping company date.
Deliverables:
Those products that are produced by a grant project. They
may be quantified achievement i.e., enrollments, or singular
outcomes, i.e., a curriculum.
Demonstration
Grant: A grant made to fund an innovative project
with the intention of duplicating the project elsewhere.
Direct
Costs: Specific and identifiable costs of project
operation.
Discretionary
Grant: Competitive grant program in which the applicant
designs the proposal, and the funding agency ranks the
proposals received and determines which will receive grant
awards; also called competitive grants or project grants.
E-Application:
Electronic grant application system (online submission)
EDGAR
(Education Department General Administrative Regulations):
Administrative regulations covering the Department of
Education's grant programs as found in Title 34 of the
CFR. The website for EDGAR is: http://www.ed.gov/offices/OCFO/grants/edgar.html .
Education
Foundation: Raises funds for school programs, but is a
private, non-profit corporation, legally independent from
the educational institution. They can serve as a broker
between the school and community or fiscal agent between
a school and a private funder. Education foundations often
operate mini-grant programs for teachers.
Encumbrance:
An obligation in the form of a purchase order, or commitment,
which is chargeable to a grant award and for which part
of the awarded amount is reserved. Ceases to be an encumbrance
when paid in full.
Endowment:
Financial support kept permanently by an institution and
invested to provide income to support programs or operations.
ESEA
(Elementary & Secondary Education Act): Legislation
that authorizes most education grants. Reauthorized in
2002 as the No Child Left Behind Act (NCLB).
Evaluation:
Process of collecting and analyzing data on various aspects
of a program, usually for the purpose of program planning
and goal setting, improving processes and outcomes, securing
and allocating resources. Includes formative (collecting
and analyzing data to focus on “what's working and what
needs to be improved”) and summative (collecting and analyzing
to investigate “what's been achieved” in a program).
Expiration
Date: Date specified in the grant award notification
after which
expenditures may not be charged against the grant unless
to satisfy obligations committed before that date.
Federal
Register (FR): A daily compendium of federal regulations and
notices, including announcements or RFPs (Request for
Proposals) for grant awards.
(http://www.gpoaccess.gov/fr/index.html)
Federal
Giving Program: Joint-fundraising effort, usually administered
by an umbrella organization that, in turn, distributes
the contributed funds to several non-profit agencies.
Fiscal
Year (FY): The 12-month accounting period at the end of
which the books (accounting) are closed for an agency
or governmental unit.
Formula
Grant: A formula grant program is a noncompetitive
award based on a predetermined formula. These programs
are sometimes referred to as state-administered programs.
Freelancer:
A person who pursues a profession, usually in the arts,
under no long-term contractual commitments to any one
employer or company. They are on their own to find work,
negotiate the terms and compensation for that work, and
deliver the work to the satisfaction of the paying client.
The term freelancer is often used interchangeably with
the terms independent contractor, consultant, and vendor.
Funder:
Governmental unit, foundation, corporate giving program
or other entity that awards grants.
Funding
Cycle: The schedule of events starting with the announcement
of the availability of funds, followed by the deadline
for submission of application, review of applications,
award of grants and release of funds.
Funding
Priorities: A means of focusing a competition on the areas
in which the agency is particularly interested in receiving
applications. Priorities take the form of specific kinds
of activities that applicants are asked to include in
an application to receive preference points in the review
process. The U.S. Department of Education has the following
classifications for priorities:
- Absolute priorities are
those that the applicant must address to be considered
for funding.
- Competitive priorities
are optional and may provide bonus points or are given
some other advantage in funding.
- Invitational priorities
also are encouraged, but not required. The only advantage
they offer is serving as a tiebreaker between proposals
with the same score.
Grant:
An award of financial assistance in the form of money,
or property in lieu of money, by a funding agency. The
grant is usually advertised through an RFA. The grantee
is required to account for spending the money in the manner
specified by the grantor.
Grantee:
An organization that has been awarded financial assistance
for a project.
Grantor
Grant Maker: A governmental unit, foundation, corporate
giving program or other entity that awards grants.
Grant
Period: A period of time that extends from the effective
date through the expiration date.
Grant
Seeker: An organization (school, school district, nonprofit,
person) who is applying for a grant.
In-kind:
Contribution of equipment, supplies or other tangible
resource, as distinguished from a monetary grant. Some
organizations may also donate the use of office space
or staff time as an in-kind contribution.
Independent
Contractor: Person or a business that follows an independent
trade, business, or profession in which they provide goods
or services to the public. The business contracting for
their services must have the right to control or direct
only the result of the work and not the means and methods
of accomplishing the result. In other words, the business
or organization contracts for certain work to be done,
but does not tell the independent contractor when, where
or how to do the work. The term independent contractor
is often used interchangeably with the terms vendor, freelancer
and consultant.
Indirect:
Costs that cover general administrative costs of a project,
including such items as rent, utilities, maintenance,
depreciation and custodial services.
Indirect
Cost Rate: Percentage of a grant, approved by a federal
or state department, or that a particular organization
can use to reimburse itself for indirect costs incurred
in doing the work of the grant project.
LEA
(Local Educational Agency): The district education department that
applies for and oversees a grant.
Letter-of-Intent:
Expresses the grantor's willingness to commit funds to
a project if other conditions are met. From an Applicant:
A letter of intent should describe the purpose of the
request, the applicant's credentials and state the amount
of funding requested. If the request fits the funder's
priorities, applicants may be asked to submit a full proposal.
Letter-of-Commitment:
Specifically lists services, activities, money promised
to the project by a partner organization.
Letter-of-Support:
Written endorsement of an application for funding provided
by organizations or individuals who are familiar with
the applicant's ability.
Matching
Funds: Funds required by a grant program to pay the
percentage of project costs not covered by the grant.
Matching
Grant: Grant made by one grantor or donor to match
those provided by another grantor or donor.
Memorandum
of Understanding (MOU): An agreement developed and executed
among partners relating to their roles in a joint operation.
Mini
Grant: Funding for small projects, usually less than
$2,500.
Monitoring:
A grantor's review and evaluation of specific aspects
of a grantee's activities under a grant agreement.
NCLB:
No Child Left Behind Act. Reauthorized ESEA in 2002.
Nonprofit:
An incorporated organization approved by the Secretary
of State as "nonprofit". This means that, in
addition to certain advantages realized by the corporation
in return for the nature of its public services, any profit
(surplus) earned from its services must remain within
the corporation for program improvement, enhancement or
expansion, and cannot be distributed to owners, shareholders,
etc. In addition, Board members receive no remuneration
from its activities.
Notice
of Funding Availability (NOFA): Term some agencies
use for the announcement of a funding competition or a
Request for Proposal (RFP).
OESE:
Office of Elementary and Secondary Education. One of six
agencies within the USDE under which grants are organized
and authorized.
OSERS:
Office of Special Education & Rehabilitative Services.
One of six agencies within the USDE under which grants
are organized and authorized.
Office
of Management and Budget (OMB): A branch of the federal
government that oversees procurement, financial management
and regulatory policies. OMB Circulars are policy documents,
which include the administration of federal grants.
Operating
Foundation: Uses the majority of its funds to conduct research
or run programs for the common good. An operating foundation
may make a few, small grants.
Outreach:
An active effort by program staff to encourage individuals
in the designated service delivery area to avail themselves
of program services.
Partnerships:
Involve similar organizations that help each other meet
their respective goals, without making substantial changes
in the services they provide.
Performance
Funding: Based on the timely submission of deliverables
according to the specifications negotiated between grantor
and grantee.
Program
Year (PY): The 12-month period beginning in July 1 and
ending June 30 for the state and beginning October 1 and
ending September 30 for the federal government.
Project
Period: An extended amount of time, during which a
grantee is required to complete the approved work of a
project. Can be for longer than a 12-month period.
Proposal
Responsive Proposal: A submission that meets all the mandatory
requirements stipulated in the RFP or RFA and addresses
the legislative intent of the program.
Replicability:
A project requirement of most demonstration grants to
replicate the grant elsewhere.
Request-for-Application
(RFA): 1.) Often used in non-competitive grant programs,
seeking information from a grantee that usually is entitled
to receive funds according to a demographic formula. 2.)
Formal announcement of an opportunity to apply for a grant.
An RFA specifies the requirements for applying for the
grant. RFAs are issued by governments and foundations.
Request-for-Proposal
(RFP): A solicitation by a grantor seeking applications
from potential grantees. Formal announcement of an opportunity
to apply for a grant. An RFP specifies the requirements
for applying for the grant. RFPs are issued by governments
and foundations. Also used by organizations to hire professional
services.
Request-for-Quotation
(RFQ): When the government is merely checking into
the possibility of acquiring a product or service, it
may issue a Request for Quotation (RFQ). A response to
an RFQ by a prospective contractor is not considered an
offer, and consequently, cannot be accepted by the government
to form a binding contract. The order is an offer by the
government to the supplier to buy certain supplies or
services upon specified terms and conditions. A contract
is established when a supplier accepts the offer.
Responsive
Proposal: A submission that meets all the mandatory requirements
stipulated in the RFP and addresses the legislative intent
of the program.
Grant
Reviewer, Peer Reviewer, Field Reviewer: An individual who
serves the funder by reviewing and scoring a competitive
proposal. Reviewers are chosen for their subject-area
expertise. They serve on a panel or “technical” panel
of at least three members.
SEA
(State Educational Agency): A state-level entity such as the California
Department of Education authorized under federal law to
administer federal funds directed to education in the
state. The state board of education or other agency or
officer primarily responsible for the supervision of public
elementary and secondary schools in a state.
Seed
Money: Grant or contribution used to start a new project
or organization.
Selection
Criteria or Evaluation Criteria: Standards by which
different components of a proposal are rated and scored
to qualify for funding.
Set-Asides:
Funds reserved by a grantor for a specific purpose or
project.
Solicitation
for Grant Application (SGA): Term some agencies use for the announcement
of a funding competition or an RFP.
Standard
Form 424: Application for federal assistance. The form
is available for download at: http://www.ed.gov/fund/grant/apply/appforms/appforms.html
State
Single Point of Contact (SSPOC): State entities designated
by the States to review and coordinate proposed Federal
financial assistance and direct Federal development. See
the following website for the SSPOC in your state:
(http://www.whitehouse.gov/omb/grants/spoc.html)
Sub
grant: An award of financial assistance in the form
of money or property made under a grant by a grantee to
an eligible recipient called a sub grantee.
Target
Area: Geographic area, such as a city, neighborhood,
county, certain census tracts or schools districts, school
service areas.
Targeted
Population: Target population group to receive direct assistance
through the project.
USDE:
U.S. Department of Education
Vendor:
A Vendor is a seller of products or services. Often in
contracting with a business or the government, the supplier
is called a vendor. The term vendor is often used interchangeably
with the terms independent contractor, freelancer, and
consultant.